19.04.2024 16:44:18 - EQS-PVR: Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

===
EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2024-04-19 / 16:44 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer


Name: Siemens Energy AG

Street: Otto-Hahn-Ring 6

Postal code: 81739

City: Munich
Germany

Legal Entity Identifier (LEI): 5299005CHJZ14D4FDJ62
2. Reason for notification


X Acquisition/disposal of shares with voting rights

Acquisition/disposal of instruments

Change of breakdown of voting rights

Other reason:
3. Details of person subject to the notification obligation


Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.



5. Date on which threshold was crossed or reached:


16 Apr 2024
6. Total positions


% of voting rights % of voting rights through     Total of 
attached to shares                instruments    both in %        Total number of voting rights 
(total of 7.a.)   (total of 7.b.1 + 7.b.2)      (7.a. +             pursuant to Sec. 41 WpHG 

7.b.)

New 2.88 % 2.41 % 5.29 % 799309712

Previous 3.16 % 2.33 % 5.49 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)


ISIN Absolute In %

Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)

DE000ENER6Y0 0 23052719 0 % 2.88 %

Total 23052719 2.88 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG


Type of instrument              Expiration or maturity  Exercise or conversion          Voting rights   Voting rights 
date                    period                               absolute            in % 


Right to Recall of Lent Shares At any time 2926016 0.37 %

Right of Use over Shares At any time 476449 0.06 %

Long Call Option 21/06/2024-19/12/2025 3936933 0.49 %

Right of Use over ADR 28 0 %
(US82621A1043)

Total 7339426 0.92 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG


Type of instrument         Expiration or       Exercise or          Cash or physical      Voting rights Voting rights 
maturity date       conversion period    settlement                 absolute          in % 


Short Put Option 19/04/2024-19/12/ Physical 7332333 0.92 %
2025

Swaps On Baskets 29/04/2026-16/12/ Cash 2090385 0.26 %
2027

Right of Use over Reverse At any time Cash 74173 0.01 %
Convertible

Right of Use over Reverse At any time Physical 1356 0 %
Convertible

Convertible Bonds          14/09/2025          14/09/2022-08/09/    Physical                    1635176         0.2 % 
(DE000A3K81W7)                                 2025 


Reverse Convertible 07/02/2025 Physical 434 0 %
(CH1317298177)

Long Call Option 24/04/2024 Cash 123806 0.02 %

Long Call Warrant - Cash 120919 0.02 %

Equity Swaps 20/06/2024-07/01/ Cash 540049 0.07 %
2025

Total 11918631 1.49 %
8. Information in relation to the person subject to the notification obligation


Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:



% of voting rights (if        % of voting rights through Total of both (if at 
Name                                      at least 3% or more)    instruments (if at least 5% or    least 5% or more) 

more)

UBS Group AG % % %

UBS AG % % %

UBS Switzerland AG % % %

- % % %

UBS Group AG % % %

UBS AG % % %

UBS Asset Management AG % % %

UBS Asset Management (Singapore) Ltd % % %

- % % %

UBS Group AG % % %

UBS AG % % %

UBS Asset Management AG % % %

UBS Asset Management Holding (No. 2) % % %
Ltd

UBS Asset Management Holding Ltd % % %

UBS Asset Management (UK) Limited % % %

- % % %

UBS Group AG % % %

UBS AG % % %

UBS Asset Management AG % % %

UBS Asset Management Holding (No. 2) % % %
Ltd

UBS Asset Management Holding Ltd % % %

UBS Asset Management Life Limited % % %

- % % %

UBS Group AG % % %

UBS AG % % %

UBS Asset Management AG % % %

UBS Asset Management Switzerland AG % % %

UBS Fund Management (Switzerland) AG % % %

- % % %

UBS Group AG % % %

UBS AG % % %

UBS Asset Management AG % % %

UBS Fund Management (Luxembourg) S.A. % % %

- % % %

===
(MORE TO FOLLOW) Dow Jones Newswires

April 19, 2024 10:44 ET (14:44 GMT)
Name WKN Börse Kurs Datum/Zeit Diff. Diff. % Geld Brief Erster Schluss
SIEMENS ENERGY AG NA O.N. ENER6Y Frankfurt 23,980 13.05.24 21:36:35 -0,190 -0,79% 0,000 0,000 23,830 23,980

© 2000-2024 DZ BANK AG. Bitte beachten Sie die Nutzungsbedingungen | Impressum
2024 Infront Financial Technology GmbH