Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG
(the German Securities Trading Act) with the objective of Europe-wide
distribution
EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG
(the German Securities Trading Act) with the objective of Europe-wide
distribution
19.04.2024 / 16:44 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: Siemens Energy AG
Street: Otto-Hahn-Ring 6
Postal code: 81739
City: Munich
Germany
Legal Entity Identifier (LEI): 5299005CHJZ14D4FDJ62
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
16 Apr 2024
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 2.88 % 2.41 % 5.29 % 799309712
Previo- 3.16 % 2.33 % 5.49 % /
us
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE000ENER6Y0 0 23052719 0 % 2.88 %
Total 23052719 2.88 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or Exercise or Voting Voting
maturity date conversion rights rights in
period absolute %
Right to Recall of At any time 2926016 0.37 %
Lent Shares
Right of Use over At any time 476449 0.06 %
Shares
Long Call Option 21/06/2024-19- 3936933 0.49 %
/12/2025
Right of Use over 28 0 %
ADR (US82621A1043)
Total 7339426 0.92 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting
instrument or conversion physical rights rights
maturity period settlement absolute in %
date
Short Put 19/04/2024- Physical 7332333 0.92 %
Option -19/12/202-
5
Swaps On 29/04/2026- Cash 2090385 0.26 %
Baskets -16/12/202-
7
Right of Use At any time Cash 74173 0.01 %
over Reverse
Convertible
Right of Use At any time Physical 1356 0 %
over Reverse
Convertible
Convertible 14/09/2025 14/09/2022-- Physical 1635176 0.2 %
Bonds 08/09/2025
(DE000A3K81W7)
Reverse 07/02/2025 Physical 434 0 %
Convertible
(CH1317298177)
Long Call 24/04/2024 Cash 123806 0.02 %
Option
Long Call - Cash 120919 0.02 %
Warrant
Equity Swaps 20/06/2024- Cash 540049 0.07 %
-07/01/202-
5
Total 11918631 1.49 %
8. Information in relation to the person subject to the notification
obligation
Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting % of voting rights Total of
rights (if at through instruments both (if at
least 3% or (if at least 5% or least 5% or
more) more) more)
UBS Group AG % % %
UBS AG % % %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management % % %
AG
UBS Asset Management % % %
(Singapore) Ltd
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management % % %
AG
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management % % %
(UK) Limited
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management % % %
AG
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management % % %
Life Limited
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management % % %
AG
UBS Asset Management % % %
Switzerland AG
UBS Fund Management % % %
(Switzerland) AG
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management % % %
AG
UBS Fund Management % % %
(Luxembourg) S.A.
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management % % %
AG
UBS Asset Management % % %
(Australia) Ltd
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management % % %
AG
UBS Third Party % % %
Management Company
S.A.
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Americas Holding % % %
LLC
UBS Americas Inc. % % %
UBS Financial Services % % %
Inc.
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Europe SE % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Americas Holding % % %
LLC
UBS Americas Inc. % % %
UBS Securities LLC % % %
- % % %
UBS Group AG % % %
Credit Suisse AG % % %
Credit Suisse % % %
International
- % % %
UBS Group AG % % %
Credit Suisse AG % % %
Credit Suisse % % %
(Schweiz) AG
- % % %
UBS Group AG % % %
Credit Suisse AG % % %
Credit Suisse Asset % % %
Management
International Holding
Ltd
Credit Suisse Asset % % %
Management & Investor
Services (Schweiz)
Holding AG
Credit Suisse Funds AG % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
Date
19 Apr 2024
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19.04.2024 CET/CEST The EQS Distribution Services include Regulatory
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Language: English
Company: Siemens Energy AG
Otto-Hahn-Ring 6
81739 Munich
Germany
Internet: www.siemens-energy.com
End of News EQS News Service
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1885131 19.04.2024 CET/CEST