12.04.2024 16:10:25 - EQS-PVR: MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

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EQS Voting Rights Announcement: MorphoSys AG
MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2024-04-12 / 16:10 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer


Name: MorphoSys AG

Street: Semmelweisstr. 7

Postal code: 82152

City: Planegg
Germany

Legal Entity Identifier (LEI): 529900493806K77LRE72
2. Reason for notification


Acquisition/disposal of shares with voting rights

X Acquisition/disposal of instruments

Change of breakdown of voting rights

Other reason:
3. Details of person subject to the notification obligation


Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.



5. Date on which threshold was crossed or reached:


08 Apr 2024
6. Total positions


% of voting rights % of voting rights through     Total of 
attached to shares                instruments    both in %        Total number of voting rights 
(total of 7.a.)   (total of 7.b.1 + 7.b.2)      (7.a. +             pursuant to Sec. 41 WpHG 

7.b.)

New 0.31 % 14.30 % 14.61 % 37716423

Previous 0.39 % 15.05 % 15.44 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)


ISIN Absolute In %

Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)

US6177602025 0 82099 0.00 % 0.22 %

DE0006632003 0 35249 0.00 % 0.09 %

Total 117348 0.31 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG


Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in %
period

Right To Recall Open 3597418 9.54 %

Right Of Use Open 363906 0.96 %

Convertible Bond 16.10.2025 346561 0.92 %

Total 4307886 11.42 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG


Type of        Expiration or maturity Exercise or conversion  Cash or physical            Voting rights  Voting rights 
instrument     date                   period                  settlement                       absolute           in % 


Call Warrant 31.12.2030 Cash 36041 0.10 %

Put Option 19.12.2025 Physical 900000 2.39 %

Swap 03.04.2034 Cash 150854 0.40 %

Total 1086895 2.88 %
8. Information in relation to the person subject to the notification obligation


Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:



Name                      % of voting rights (if at   % of voting rights through instruments     Total of both (if at 
least 3% or more)                 (if at least 5% or more)        least 5% or more) 


The Goldman Sachs % % %
Group, Inc.

GSAM Holdings LLC % % %

Goldman Sachs Asset % % %
Management, L.P.

- % % %

The Goldman Sachs % % %
Group, Inc.

Goldman Sachs Bank USA % % %

Goldman Sachs Bank % % %
Europe SE

- % % %

The Goldman Sachs % % %
Group, Inc.

Goldman Sachs (UK) % % %
L.L.C.

Goldman Sachs Group UK % % %
Limited

Goldman Sachs % % %
International Bank

- % % %

The Goldman Sachs % % %
Group, Inc.

Folio Financial, Inc. % % %

Folio Investments, Inc. % % %

- % % %

The Goldman Sachs % % %
Group, Inc.

Goldman Sachs & Co. LLC % % %

- % % %

The Goldman Sachs % % %
Group, Inc.

Goldman Sachs (UK) % % %
L.L.C.

Goldman Sachs Group UK % % %
Limited

Goldman Sachs % 11.13 % 11.14 %
International
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:


Proportion of voting rights Proportion of instruments Total of both

% % %
10. Other explanatory remarks:



Date


11 Apr 2024

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2024-04-12 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com

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Language:     English 
Company:      MorphoSys AG 

Semmelweisstr. 7
82152 Planegg
Germany
Internet: www.morphosys.com

End of News EQS News Service
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1879531 2024-04-12 CET/CEST

Image link: https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1879531&application_name=news

END) Dow Jones Newswires

April 12, 2024 10:10 ET (14:10 GMT)
Name WKN Börse Kurs Datum/Zeit Diff. Diff. % Geld Brief Erster Schluss
MORPHOSYS AG O.N. 663200 Frankfurt 64,300 29.04.24 19:54:33 -3,300 -4,88% 0,000 0,000 67,450 64,300
MORPHOSYS AG SP.ADR(TEMP) A2JJ5S Frankfurt 15,700 29.04.24 09:05:16 -1,000 -5,99% 0,000 0,000 15,700 15,700

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