MorphoSys AG: Release according to Article 40, Section 1 of the WpHG (the
German Securities Trading Act) with the objective of Europe-wide distribution
EQS Voting Rights Announcement: MorphoSys AG
MorphoSys AG: Release according to Article 40, Section 1 of the WpHG (the
German Securities Trading Act) with the objective of Europe-wide
distribution
23.04.2024 / 16:01 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: MorphoSys AG
Street: Semmelweisstr. 7
Postal code: 82152
City: Planegg
Germany
Legal Entity Identifier (LEI): 529900493806K77LRE72
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG
5. Date on which threshold was crossed or reached:
17 Apr 2024
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 5.86 % 3.92 % 9.78 % 37716423
Previo- 8.92 % 3.81 % 12.74 % /
us
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE0006632003 0 1971124 0.00 % 5.23 %
US6177602025 0 237480 0.00 % 0.63 %
Total 2208604 5.86 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or Exercise or Voting Voting
maturity date conversion rights rights
period absolute in %
Right to recall At any time 217793 0.58 %
over shares
Right of use over At any time 387318 1.03 %
shares
Right of use over At any time 338911 0.90 %
ADRs (US6177602025)
Right to recall At any time 98655 0.26 %
over ADRs
(US6177602025)
Total 1042677 2.76 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiratio- Exercise Cash or Voting Voting
n or or physical rights rights
maturity conversion settlemen- absolute in %
date period t
Convertible bonds 16/10/202- 25/11/2020 Physical 54078 0.14 %
(DE000A3H2XW6) 5 -
30/08/2025
Right of use over At any Cash 3514 0.01 %
convertible bonds time
(CH1286962597)
Right of use over At any Physical 231548 0.61 %
convertible bonds time
(DE000A3H2XW6)
Equity Swaps 26/02/202- Cash 8007 0.02 %
5
Swaps On Baskets 29/01/202- Cash 139220 0.37 %
5-25/02/2-
027
Total 436367 1.16 %
8. Information in relation to the person subject to the notification
obligation
Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting % of voting rights Total of
rights (if at through instruments both (if at
least 3% or (if at least 5% or least 5% or
more) more) more)
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Asset Management % % %
AG
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management % % %
(UK) Limited
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Asset Management % % %
AG
UBS Asset Management % % %
Switzerland AG
UBS Fund Management % % %
(Switzerland) AG
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Americas Holding % % %
LLC
UBS Americas Inc. % % %
UBS Securities LLC % % %
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Asset Management % % %
AG
UBS Fund Management % % %
(Luxembourg) SA
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Americas Holding % % %
LLC
UBS Americas Inc. % % %
UBS Financial Services % % %
Inc.
- % % %
UBS Group AG % % %
UBS AG 5.34 % % 6.47 %
UBS Americas Holding % % %
LLC
UBS Americas Inc. % % %
UBS Asset Management % % %
(Americas) LLC.
- % % %
UBS Group AG % % %
Credit Suisse AG % % %
Credit Suisse % % %
(Schweiz) AG
- % % %
UBS Group AG % % %
Credit Suisse AG % % %
Credit Suisse Asset % % %
Management
International Holding
Ltd
Credit Suisse Asset % % %
Management & Investor
Services (Schweiz)
Holding AG
Credit Suisse Funds AG % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
Date
22 Apr 2024
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23.04.2024 CET/CEST The EQS Distribution Services include Regulatory
Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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Language: English
Company: MorphoSys AG
Semmelweisstr. 7
82152 Planegg
Germany
Internet: www.morphosys.com
End of News EQS News Service
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1887067 23.04.2024 CET/CEST