Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG
(the German Securities Trading Act) with the objective of Europe-wide
distribution
EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG
(the German Securities Trading Act) with the objective of Europe-wide
distribution
25.06.2024 / 15:15 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: Siemens Energy AG
Street: Otto-Hahn-Ring 6
Postal code: 81739
City: Munich
Germany
Legal Entity Identifier (LEI): 5299005CHJZ14D4FDJ62
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary
level
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United
States of America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
18 Jun 2024
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 1.70 % 4.55 % 6.25 % 799309712
Previo- 1.6 % 4.54 % 6.15 % /
us
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE000ENER6Y0 0 13588135 0.00 % 1.70 %
Total 13588135 1.70 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or Exercise or Voting Voting
maturity date conversion rights rights
period absolute in %
Internal right to n/a n/a 2503884 0.31 %
recall shares lent
out
Total 2503884 0.31 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration Exercise Cash or Voting Voting
or or physical rights rights
maturity conversion settlement absolute in %
date period
Convertible bonds 14/09/2025 14/09/2025 Physical 9727359 1.22 %
Third Party 14/09/2025 14/09/2025 Physical 9965557 1.25 %
convertible bonds
- right of use
held
Equity Swap 03/09/2024 03/09/2024 Cash 11306940 1.41 %
- -
22/09/2032 22/09/2032
Physically Settled 21/06/2024 21/06/2024 Physical 2600000 0.33 %
Put Option - -
20/09/2024 20/09/2024
Cash-settled Call 21/06/2024 21/06/2024 Cash 247468 0.03 %
Options - -
02/01/2099 02/01/2099
Total 33847324 4.23 %
8. Information in relation to the person subject to the notification
obligation
Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting % of voting rights Total of both
rights (if at through instruments (if (if at least
least 3% or at least 5% or more) 5% or more)
more)
JPMorgan Chase % % %
& Co.
JPMorgan Chase % % %
Bank, National
Association
J.P. Morgan % % %
International
Finance Limited
J.P. Morgan % % %
Capital
Holdings
Limited
J.P. Morgan % % 5.09 %
Securities plc
- % % %
JPMorgan Chase % % %
& Co.
JPMorgan Chase % % %
Holdings LLC
J.P. Morgan % % %
Broker-Dealer
Holdings Inc.
J.P. Morgan % % %
Securities LLC
- % % %
JPMorgan Chase % % %
& Co.
JPMorgan Chase % % %
Bank, National
Association
J.P. Morgan % % %
International
Finance Limited
J.P. Morgan % % %
Structured
Products B.V.
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
Date
25 Jun 2024
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25.06.2024 CET/CEST The EQS Distribution Services include Regulatory
Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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Language: English
Company: Siemens Energy AG
Otto-Hahn-Ring 6
81739 Munich
Germany
Internet: www.siemens-energy.com
End of News EQS News Service
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1932873 25.06.2024 CET/CEST