Pfeiffer Vacuum Technology AG: Release according to Article 40, Section 1 of
the WpHG (the German Securities Trading Act) with the objective of Europe-wide
distribution
EQS Voting Rights Announcement: Pfeiffer Vacuum Technology AG
Pfeiffer Vacuum Technology AG: Release according to Article 40, Section 1 of
the WpHG (the German Securities Trading Act) with the objective of
Europe-wide distribution
19.06.2024 / 16:12 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
---------------------------------------------------------------------------
Notification of Major Holdings
1. Details of issuer
Name: Pfeiffer Vacuum Technology AG
Street: Berliner Str. 43
Postal code: 35614
City: Asslar
Germany
Legal Entity Identifier (LEI): 8945004AW6QK8JHNQP69
2. Reason for notification
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
Updated calculation methodology for cash equity positions held in
trading books for client facilitation purposes.
3. Details of person subject to the notification obligation
Legal entity: Bank of America Corporation
City of registered office, country: Wilmington, DE, United States of
America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
17 Jun 2024
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 2.90 % 0.22 % 3.12 % 9867659
Previo- 3.000346890787 0.21 % 3.21 % /
us %
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE0006916604 0 286444 0.00 % 2.90 %
Total 286444 2.90 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of Expiration or Exercise or Voting Voting
instrument maturity date conversion rights rights in
period absolute %
Right to n/a n/a 847 0.01 %
Recall
Rights of n/a n/a 116 0 %
Use
Total 963 0.01 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting
instrume- or maturity conversion physical rights rights
nt date period settlement absolute in %
Swaps 31/07/2024 - n/a Cash 20356 0.21 %
26/05/2026
Total 20356 0.21 %
8. Information in relation to the person subject to the notification
obligation
Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting % of voting rights Total of both
rights (if at through instruments (if (if at least
least 3% or at least 5% or more) 5% or more)
more)
Bank of % % %
America
Corporation
NB Holdings % % %
Corporation
BofAML Jersey % % %
Holdings
Limited
BofAML EMEA % % %
Holdings 2
Limited
Merrill Lynch % % %
International
- % % %
Bank of % % %
America
Corporation
NB Holdings % % %
Corporation
BAC North % % %
America
Holding
Company
Bank of % % %
America,
National
Association
- % % %
Bank of % % %
America
Corporation
NB Holdings % % %
Corporation
BofA % % %
Securities,
Inc.
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
Date
19 Jun 2024
---------------------------------------------------------------------------
19.06.2024 CET/CEST The EQS Distribution Services include Regulatory
Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
---------------------------------------------------------------------------
Language: English
Company: Pfeiffer Vacuum Technology AG
Berliner Str. 43
35614 Asslar
Germany
Internet: www.pfeiffer-vacuum.com
End of News EQS News Service
---------------------------------------------------------------------------
1929143 19.06.2024 CET/CEST