Nordex SE: Release according to Article 40, Section 1 of the WpHG (the
German Securities Trading Act) with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Nordex SE
Nordex SE: Release according to Article 40, Section 1 of the WpHG (the
German Securities Trading Act) with the objective of Europe-wide
distribution
11.07.2024 / 12:14 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
---------------------------------------------------------------------------
Notification of Major Holdings
1. Details of issuer
Name: Nordex SE
Street: Erich-Schlesinger-Straße 50
Postal code: 18059
City: Rostock
Germany
Legal Entity Identifier (LEI): 529900HVDYCUWVD0OE76
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG
5. Date on which threshold was crossed or reached:
05 Jul 2024
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 3.93 % 1.12 % 5.05 % 236,450,364
Previo- 3.84 % 1.12 % 4.96 % /
us
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE000A0D6554 0 9,282,477 0.00 % 3.93 %
Total 9,282,477 3.93 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of Expiration or Exercise or Voting Voting
instrument maturity date conversion rights rights in
period absolute %
Right to Recall At any time 542,734 0.23 %
of Lent shares
Right of use At any time 208,000 0.09 %
over shares
Total 750,734 0.32 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiratio- Exercise Cash or Voting Voting
instrument n or or physical rights rights
maturity conversion settlemen- absolute in %
date period t
Convertible bonds 14/04/203- 14/04/2023 Physical 1,640,179 0.69 %
(DE000A351MA2) 0 -
30/03/2030
Short Put Option 20/12/202- Physical 260,000 0.11 %
4
Right of use over - At any Cash 1,067 0.00 %
Convertible bonds time
(CH1317177728)
Swaps On Baskets 19/03/202- Cash 2,597 0.00 %
6
Total 1,903,843 0.81 %
8. Information in relation to the person subject to the notification
obligation
Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting % of voting rights Total of both
rights (if at through instruments (if (if at least
least 3% or at least 5% or more) 5% or more)
more)
UBS Group AG % % %
UBS AG 3.73 % % %
UBS % % %
Switzerland AG
- % % %
UBS Group AG % % %
UBS AG 3.73 % % %
UBS Asset % % %
Management AG
UBS Asset % % %
Management
Holding (No.
2) Ltd
UBS Asset % % %
Management
Holding Ltd
UBS Asset % % %
Management
(UK) Limited
- % % %
UBS Group AG % % %
UBS AG 3.73 % % %
UBS Asset % % %
Management AG
UBS Fund % % %
Management
(Luxembourg)
S.A.
- % % %
UBS Group AG % % %
UBS AG 3.73 % % %
UBS Asset % % %
Management AG
UBS Asset % % %
Management
Switzerland AG
UBS Fund % % %
Management
(Switzerland)
AG
- % % %
UBS Group AG % % %
UBS AG 3.73 % % %
UBS Americas % % %
Holding LLC
UBS Americas % % %
Inc.
UBS Securities % % %
LLC
- % % %
UBS Group AG % % %
UBS AG 3.73 % % %
Credit Suisse % % %
International
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
Date
11 Jul 2024
---------------------------------------------------------------------------
11.07.2024 CET/CEST The EQS Distribution Services include Regulatory
Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
---------------------------------------------------------------------------
Language: English
Company: Nordex SE
Erich-Schlesinger-Straße 50
18059 Rostock
Germany
Internet: www.nordex-online.com
End of News EQS News Service
---------------------------------------------------------------------------
1944477 11.07.2024 CET/CEST