TUI AG: Release according to Article 40, Section 1 of the WpHG (the German
Securities Trading Act) with the objective of Europe-wide distribution
EQS Voting Rights Announcement: TUI AG
TUI AG: Release according to Article 40, Section 1 of the WpHG (the German
Securities Trading Act) with the objective of Europe-wide distribution
14.06.2024 / 13:27 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: TUI AG
Street: Karl-Wiechert-Allee 23
Postal code: 30625
City: Hannover
Germany
Legal Entity Identifier (LEI): 529900SL2WSPV293B552
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG
5. Date on which threshold was crossed or reached:
10 Jun 2024
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 4.19 % 0.8 % 4.98 % 507431033
Previo- 4.43 % 0.87 % 5.3 % /
us
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE000TUAG505 0 21244508 0 % 4.19 %
Total 21244508 4.19 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of Expiration or Exercise or Voting Voting
instrument maturity date conversion rights rights in
period absolute %
Right to Recall At any time 914294 0.18 %
of Lent shares
Right of use At any time 358931 0.07 %
over shares
Total 1273225 0.25 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting
instrument or conversion physical rights rights
maturity period settlement absolute in %
date
Short Put 18/12/2026 Physical 772998 0.15 %
Option
Right of use Cash 109992 0.02 %
over
Convertible
bonds
Convertible 16/04/2028 27/05/2021-- Physical 292456 0.06 %
Bonds 30/03/2028
(DE000A3E5KG2)
Swaps on 13/06/2024 Cash 1126097 0.22 %
Baskets -
20/06/2024
Long Call 18/12/2026 Physical 395198 0.08 %
Option
Right of use Physical 73335 0.01 %
over
Convertible
bonds
Total 2770076 0.55 %
8. Information in relation to the person subject to the notification
obligation
Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting % of voting rights Total of both
rights (if at through instruments (if (if at least
least 3% or at least 5% or more) 5% or more)
more)
UBS Group AG % % %
UBS AG 3.89 % % %
UBS % % %
Switzerland AG
- % % %
UBS Group AG % % %
UBS AG 3.89 % % %
UBS Asset % % %
Management AG
UBS Asset % % %
Management
(Singapore)
Ltd
- % % %
UBS Group AG % % %
UBS AG 3.89 % % %
UBS Asset % % %
Management AG
UBS Asset % % %
Management
Holding (No.
2) Ltd
UBS Asset % % %
Management
Holding Ltd
UBS Asset % % %
Management
(UK) Limited
- % % %
UBS Group AG % % %
UBS AG 3.89 % % %
UBS Asset % % %
Management AG
UBS Asset % % %
Management
Holding (No.
2) Ltd
UBS Asset % % %
Management
Holding Ltd
UBS Asset % % %
Management
Life Limited
- % % %
UBS Group AG % % %
UBS AG 3.89 % % %
UBS Asset % % %
Management AG
UBS Asset % % %
Management
Switzerland AG
UBS Fund % % %
Management
(Switzerland)
AG
- % % %
UBS Group AG % % %
UBS AG 3.89 % % %
UBS Asset % % %
Management AG
UBS Fund % % %
Management
(Luxembourg)
S.A.
- % % %
UBS Group AG % % %
UBS AG 3.89 % % %
UBS Americas % % %
Holding LLC
UBS Americas % % %
Inc.
UBS Securities % % %
LLC
- % % %
UBS Group AG % % %
UBS AG 3.89 % % %
Credit Suisse % % %
International
- % % %
UBS Group AG % % %
UBS AG 3.89 % % %
Credit Suisse % % %
(Schweiz) AG
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
Date
13 Jun 2024
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14.06.2024 CET/CEST The EQS Distribution Services include Regulatory
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Language: English
Company: TUI AG
Karl-Wiechert-Allee 23
30625 Hannover
Germany
Internet: www.tuigroup.com
End of News EQS News Service
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1925685 14.06.2024 CET/CEST