thyssenkrupp AG: Release according to Article 40, Section 1 of the WpHG (the
German Securities Trading Act) with the objective of Europe-wide distribution
EQS Voting Rights Announcement: thyssenkrupp AG
thyssenkrupp AG: Release according to Article 40, Section 1 of the WpHG (the
German Securities Trading Act) with the objective of Europe-wide
distribution
28.06.2024 / 14:29 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: thyssenkrupp AG
Street: thyssenkrupp Allee 1
Postal code: 45143
City: Essen
Germany
Legal Entity Identifier (LEI): 549300UDG16DOYUPR330
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of
America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
25 Jun 2024
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 0.73 % 3.95 % 4.68 % 622531741
Previo- 1.30 % 3.86 % 5.16 % /
us
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE0007500001 0 4566790 0 % 0.73 %
US88629Q2075 0 129 0 % 0.00002 %
Total 4566919 0.73 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of Expiration or Exercise or Voting Voting
instrument maturity date conversion rights rights in
period absolute %
Right To Open 2391560 0.38 %
Recall
Right Of Open 7771102 1.25 %
Use
Call 07.09.2026 331862 0.05 %
Warrant
Call 19.12.2025 887500 0.14 %
Option
Total 11382024 1.83 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting
instrume- or maturity conversion physical rights rights
nt date period settlement absolute in %
Put 19.12.2025 Physical 1750000 0.28 %
Option
Swap 19.06.2034 Cash 10236254 1.64 %
Call 31.12.2030 Cash 933153 0.15 %
Warrant
Call 04.03.2027 Cash 283795 0.05 %
Option
Total 13203202 2.12 %
8. Information in relation to the person subject to the notification
obligation
Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting % of voting rights Total of both
rights (if at through instruments (if (if at least
least 3% or at least 5% or more) 5% or more)
more)
The Goldman % % %
Sachs Group,
Inc.
GSAM Holdings % % %
LLC
Goldman Sachs % % %
Asset
Management,
L.P.
- % % %
The Goldman % % %
Sachs Group,
Inc.
Goldman Sachs % % %
Bank USA
Goldman Sachs % % %
Bank Europe
SE
- % % %
The Goldman % % %
Sachs Group,
Inc.
Folio % % %
Financial,
Inc.
Folio % % %
Investments,
Inc.
- % % %
The Goldman % % %
Sachs Group,
Inc.
Goldman Sachs % % %
& Co. LLC
- % % %
The Goldman % % %
Sachs Group,
Inc.
Goldman Sachs % % %
(UK) L.L.C.
Goldman Sachs % % %
Group UK
Limited
Goldman Sachs % % %
International
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
Date
28 Jun 2024
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28.06.2024 CET/CEST The EQS Distribution Services include Regulatory
Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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Language: English
Company: thyssenkrupp AG
thyssenkrupp Allee 1
45143 Essen
Germany
Internet: www.thyssenkrupp.com
Weitere Informationen im Internet unter Investor Relations Further
information can be found on our website under Investor Relations
End of News EQS News Service
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1935931 28.06.2024 CET/CEST