DJ EQS-PVR: Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
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EQS Voting Rights Announcement: Nordex SE
Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2024-07-16 / 10:15 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: Nordex SE
Street: Erich-Schlesinger-Straße 50
Postal code: 18059
City: Rostock
Germany
Legal Entity Identifier (LEI): 529900HVDYCUWVD0OE76
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
UBS AG
5. Date on which threshold was crossed or reached:
10 Jul 2024
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 3.93 % 1.14 % 5.07 % 236,450,364
Previous 3.86 % 1.12 % 4.98 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000A0D6554 0 9,299,167 0.00 % 3.93 %
Total 9,299,167 3.93 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights in
date period absolute %
Right to Recall of Lent At any time 595,134 0.25 %
shares
Right of use over shares At any time 189,252 0.08 %
Total 784,386 0.33 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting
maturity date conversion period settlement absolute rights in %
Convertible bonds (DE000A351MA2) 14/04/2030 14/04/2023 - 30/03/ Physical 1,640,179 0.69 %
2030
Short Put Option 20/12/2024 Physical 260,000 0.11 %
Right of use over Convertible - At any time Cash 1,067 0.00 %
bonds (CH1317177728)
Total 1,901,246 0.80 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management (UK) % % %
Limited
- % % %
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Asset Management AG % % %
UBS Fund Management % % %
(Luxembourg) S.A.
- % % %
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
Switzerland AG
UBS Fund Management % % %
(Switzerland) AG
- % % %
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Securities LLC % % %
- % % %
UBS Group AG % % %
UBS AG 3.62 % % %
UBS Europe SE % % %
- % % %
UBS Group AG % % %
UBS AG 3.62 % % %
Credit Suisse % % %
International
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
15 Jul 2024
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2024-07-16 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
MORE TO FOLLOW) Dow Jones Newswires
July 16, 2024 04:15 ET (08:15 GMT)
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Language: English
Company: Nordex SE
Erich-Schlesinger-Straße 50
18059 Rostock
Germany
Internet: www.nordex-online.com
End of News EQS News Service
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1947229 2024-07-16 CET/CEST
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July 16, 2024 04:15 ET (08:15 GMT)