RWE Aktiengesellschaft: Release according to Article 40, Section 1 of the
WpHG (the German Securities Trading Act) with the objective of Europe-wide
distribution
EQS Voting Rights Announcement: RWE Aktiengesellschaft
RWE Aktiengesellschaft: Release according to Article 40, Section 1 of the
WpHG (the German Securities Trading Act) with the objective of Europe-wide
distribution
17.06.2024 / 17:03 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: RWE Aktiengesellschaft
Street: RWE Platz 1
Postal code: 45141
City: Essen
Germany
Legal Entity Identifier (LEI): 529900GB7KCA94ACC940
2. Reason for notification
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
Voluntary group notification with triggered threshold on subsidiary
level
3. Details of person subject to the notification obligation
Legal entity: Bank of America Corporation
City of registered office, country: Wilmington, DE, United States of
America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
13 Jun 2024
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 1.26 % 4.37 % 5.63 % 743841217
Previo- 2.25 % 4.19 % 6.44 % /
us
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE0007037129 0 9262258 0.00 % 1.25 %
US74975E3036 0 115364 0.00 % 0.02 %
Total 9377622 1.26 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of Expiration or Exercise or Voting Voting
instrument maturity date conversion rights rights in
period absolute %
Right to n/a n/a 906985 0.12 %
Recall
Rights of n/a n/a 408195 0.05 %
Use
Physical 21/06/2024 - n/a 4070700 0.55 %
Call Option 20/12/2024
Physical 20/06/2024 n/a 6088 0 %
Option
Physical 14/05/2025 n/a 2750588 0.37 %
Swaps
Total 8142556 1.09 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting
instrume- or maturity conversion physical rights rights
nt date period settlement absolute in %
Swaps 02/07/2024 - n/a Cash 22788507 3.06 %
16/04/2029
Put 21/06/2024 - n/a Physical 1506300 0.20 %
Option 20/06/2025
Call 20/06/2024 n/a Cash 90070 0.01 %
Option
Total 24384877 3.28 %
8. Information in relation to the person subject to the notification
obligation
Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting % of voting rights Total of both
rights (if at through instruments (if at least
least 3% or (if at least 5% or 5% or more)
more) more)
Bank of America % % %
Corporation
NB Holdings % % %
Corporation
BofAML Jersey % % %
Holdings Limited
BofAML EMEA % % %
Holdings 2
Limited
Merrill Lynch % % %
International
- % % %
Bank of America % % %
Corporation
NB Holdings % % %
Corporation
BAC North America % % %
Holding Company
Bank of America, % % %
National
Association
- % % %
Bank of America % % %
Corporation
NB Holdings % % %
Corporation
BofA Securities, % % %
Inc.
- % % %
Bank of America % % %
Corporation
NB Holdings % % %
Corporation
BAC North America % % %
Holding Company
Bank of America, % % %
National
Association
U.S. Trust % % %
Company of
Delaware
- % % %
Bank of America % % %
Corporation
NB Holdings % % %
Corporation
BAC North America % % %
Holding Company
Merrill Lynch, % % %
Pierce, Fenner &
Smith
Incorporated
- % % %
Bank of America % % %
Corporation
NB Holdings % % %
Corporation
BAC North America % % %
Holding Company
Merrill Lynch, % % %
Pierce, Fenner &
Smith
Incorporated
Managed Account % % %
Advisors LLC
- % % %
Bank of America % % %
Corporation
NB Holdings % % %
Corporation
Merrill Lynch % % %
International,
LLC
Merrill Lynch % % %
B.V.
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
Date
17 Jun 2024
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17.06.2024 CET/CEST The EQS Distribution Services include Regulatory
Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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Language: English
Company: RWE Aktiengesellschaft
RWE Platz 1
45141 Essen
Germany
Internet: www.rwe.com
End of News EQS News Service
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1926909 17.06.2024 CET/CEST