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EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2024-04-19 / 16:44 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: Siemens Energy AG
Street: Otto-Hahn-Ring 6
Postal code: 81739
City: Munich
Germany
Legal Entity Identifier (LEI): 5299005CHJZ14D4FDJ62
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
16 Apr 2024
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 2.88 % 2.41 % 5.29 % 799309712
Previous 3.16 % 2.33 % 5.49 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000ENER6Y0 0 23052719 0 % 2.88 %
Total 23052719 2.88 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights
date period absolute in %
Right to Recall of Lent Shares At any time 2926016 0.37 %
Right of Use over Shares At any time 476449 0.06 %
Long Call Option 21/06/2024-19/12/2025 3936933 0.49 %
Right of Use over ADR 28 0 %
(US82621A1043)
Total 7339426 0.92 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting rights
maturity date conversion period settlement absolute in %
Short Put Option 19/04/2024-19/12/ Physical 7332333 0.92 %
2025
Swaps On Baskets 29/04/2026-16/12/ Cash 2090385 0.26 %
2027
Right of Use over Reverse At any time Cash 74173 0.01 %
Convertible
Right of Use over Reverse At any time Physical 1356 0 %
Convertible
Convertible Bonds 14/09/2025 14/09/2022-08/09/ Physical 1635176 0.2 %
(DE000A3K81W7) 2025
Reverse Convertible 07/02/2025 Physical 434 0 %
(CH1317298177)
Long Call Option 24/04/2024 Cash 123806 0.02 %
Long Call Warrant - Cash 120919 0.02 %
Equity Swaps 20/06/2024-07/01/ Cash 540049 0.07 %
2025
Total 11918631 1.49 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
% of voting rights (if % of voting rights through Total of both (if at
Name at least 3% or more) instruments (if at least 5% or least 5% or more)
more)
UBS Group AG % % %
UBS AG % % %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management (Singapore) Ltd % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) % % %
Ltd
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Limited % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) % % %
Ltd
UBS Asset Management Holding Ltd % % %
UBS Asset Management Life Limited % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management Switzerland AG % % %
UBS Fund Management (Switzerland) AG % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Fund Management (Luxembourg) S.A. % % %
- % % %
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April 19, 2024 10:44 ET (14:44 GMT)