14.06.2024 15:45:21 - EQS-PVR: AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

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EQS Voting Rights Announcement: AIXTRON SE
AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2024-06-14 / 15:45 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer


Name: AIXTRON SE

Street: Dornkaulstraße 2

Postal code: 52134

City: Herzogenrath
Germany

Legal Entity Identifier (LEI): 5299004UJ4D51M25LD67
2. Reason for notification


X Acquisition/disposal of shares with voting rights

Acquisition/disposal of instruments

Change of breakdown of voting rights

Other reason:
3. Details of person subject to the notification obligation


Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.



5. Date on which threshold was crossed or reached:


10 Jun 2024
6. Total positions


% of voting rights % of voting rights through     Total of 
attached to shares                instruments    both in %        Total number of voting rights 
(total of 7.a.)   (total of 7.b.1 + 7.b.2)      (7.a. +             pursuant to Sec. 41 WpHG 

7.b.)

New 0.09 % 4.95 % 5.04 % 113424120

Previous 0.03 % 3.96 % 3.99 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)


ISIN Absolute In %

Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)

DE000A0WMPJ6 0 106456 0 % 0.09 %

Total 106456 0.09 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG


Type of instrument                     Expiration or maturity Exercise or conversion     Voting rights  Voting rights 
date                   period                          absolute           in % 


Equity Call Option From 21.06.2024 to at any time 830500 0.73 %
21.03.2025

Right of recall over securities at any time at any time 1389754 1.23 %
lending agreements

Total 2220254 1.96 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG


Type of instrument  Expiration or maturity Exercise or conversion Cash or physical        Voting rights Voting rights 
date                   period                 settlement                   absolute          in % 


Equity Put Option From 21.06.2024 to at any time Physical 5300 0.01 %
21.03.2025

Retail Structured   From 21.07.2073 to     at any time            Cash                              650           0 % 
Product             15.03.2074 


Equity Swap From 30.08.2024 to at any time Cash 3389481 2.99 %
16.04.2029

Total 3395431 2.99 %
8. Information in relation to the person subject to the notification obligation


Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:



Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Morgan Stanley % % %

Morgan Stanley Capital % % %
Management, LLC

Morgan Stanley Domestic % % %
Holdings, LLC

Morgan Stanley Capital % % %
Services LLC

- % % %

Morgan Stanley % % %

Morgan Stanley Capital % % %
Management, LLC

Morgan Stanley & Co. LLC % % %

- % % %

Morgan Stanley % % %

Morgan Stanley
International Holdings % % %
Inc.

Morgan Stanley % % %
International Limited

Morgan Stanley Investments % % %
(UK)

Morgan Stanley & Co. % % %
International plc
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:


Proportion of voting rights Proportion of instruments Total of both

% % %
10. Other explanatory remarks:


Please note that the reason for notification selected relates to the specific activity which occurred on the Date on
which threshold was crossed or reached and which contributed to the triggering of the notification obligation and
therefore may not also correspond to the comparison of New & Previous notification % values in the Total Positions
section
Date


14 Jun 2024

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2024-06-14 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com

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Language:     English 
Company:      AIXTRON SE 

Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com

End of News EQS News Service
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1925855 2024-06-14 CET/CEST

Image link: https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1925855&application_name=news

END) Dow Jones Newswires

June 14, 2024 09:45 ET (13:45 GMT)
Name WKN Börse Kurs Datum/Zeit Diff. Diff. % Geld Brief Erster Schluss
AIXTRON SE NA O.N. A0WMPJ Xetra 20,930 18.06.24 13:10:56 +0,350 +1,70% 20,910 20,930 20,840 20,580

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