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EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2024-07-03 / 15:57 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: Siemens Energy AG
Street: Otto-Hahn-Ring 6
Postal code: 81739
City: Munich
Germany
Legal Entity Identifier (LEI): 5299005CHJZ14D4FDJ62
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
01 Jul 2024
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 1.54 % 4.51 % 6.05 % 799309712
Previous 1.82 % 4.56 % 6.39 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000ENER6Y0 0 12323804 0.00 % 1.54 %
Total 12323804 1.54 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights
date period absolute in %
Internal right to recall shares n/a n/a 2432797 0.30 %
lent out
Total 2432797 0.30 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting
maturity date conversion period settlement absolute rights in %
Convertible bonds 14/09/2025 14/09/2025 Physical 9727359 1.22 %
Third Party convertible bonds - 14/09/2025 14/09/2025 Physical 9965557 1.25 %
right of use held
Equity Swap 03/09/2024 - 22/09 03/09/2024 - 22/09/ Cash 12654693 1.58 %
/2032 2032
Physically Settled Put Option 20/09/2024 20/09/2024 Physical 1000000 0.13 %
Cash-settled Call Options 19/07/2024 - 02/01 19/07/2024 - 02/01/ Cash 282142 0.04 %
/2099 2099
Total 33629751 4.21 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, % % %
National Association
J.P. Morgan International % % %
Finance Limited
J.P. Morgan Capital % % %
Holdings Limited
J.P. Morgan Securities % % %
plc
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Holdings % % %
LLC
J.P. Morgan Broker-Dealer % % %
Holdings Inc.
J.P. Morgan Securities % % %
LLC
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, % % %
National Association
J.P. Morgan International % % %
Finance Limited
J.P. Morgan Structured % % %
Products B.V.
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
03 Jul 2024
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2024-07-03 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: English
Company: Siemens Energy AG
Otto-Hahn-Ring 6
81739 Munich
Germany
Internet: www.siemens-energy.com
End of News EQS News Service
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1939195 2024-07-03 CET/CEST
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END) Dow Jones Newswires
July 03, 2024 09:58 ET (13:58 GMT)