BASF SE: Release according to Article 40, Section 1 of the WpHG (the German
Securities Trading Act) with the objective of Europe-wide distribution
EQS Voting Rights Announcement: BASF SE
BASF SE: Release according to Article 40, Section 1 of the WpHG (the German
Securities Trading Act) with the objective of Europe-wide distribution
21.06.2024 / 08:58 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: BASF SE
Street: Carl-Bosch-Straße 38
Postal code: 67056
City: Ludwigshafen
Germany
Legal Entity Identifier (LEI): 529900PM64WH8AF1E917
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of
America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
14 Jun 2024
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 0.25 % 4.89 % 5.14 % 892,522,164
Previo- 0.18 % 4.77 % 4.95 % /
us
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE000BASF111 0 2,014,504 0 % 0.23 %
US0552625057 0 219,215 0 % 0.02 %
Total 2,233,719 0.25 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of Expiration or Exercise or Voting Voting
instrument maturity date conversion rights rights in
period absolute %
Right To Open 3,245,619 0.36 %
Recall
Right Of Open 56,000 0.01 %
Use
Call 18.12.2026 5,756,900 0.65 %
Option
Swap 07.07.2031 2,350,029 0.26 %
Call 07.07.2031 1,921,141 0.22 %
Warrant
Total 13,329,690 1.49 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting
instrume- or maturity conversion physical rights rights
nt date period settlement absolute in %
Future 21.03.2025 Cash 2,643,344 0.30 %
Put 18.12.2026 Physical 3,190,800 0.36 %
Option
Call 31.03.2035 Cash 10,410,043 1.17 %
Option
Call 29.11.2032 Cash 935,016 0.10 %
Warrant
Forward 21.03.2025 Cash 209,989 0.02 %
Swap 14.06.2034 Cash 8,841,368 0.99 %
Put 17.12.2032 Cash 4,091,500 0.46 %
Option
Total 30,322,058 3.40 %
8. Information in relation to the person subject to the notification
obligation
Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting % of voting Total of
rights (if rights through both (if
at least 3% instruments (if at least
or more) at least 5% or 5% or
more) more)
The Goldman Sachs Group, % % %
Inc.
GSAM Holdings LLC % % %
Goldman Sachs Asset % % %
Management, L.P.
- % % %
The Goldman Sachs Group, % % %
Inc.
GSAM Holdings LLC % % %
Goldman Sachs Asset % % %
Management Holdings LLC
Goldman Sachs Asset % % %
Management UK Holdings I
Ltd
Goldman Sachs Asset % % %
Management UK Holdings II
Ltd
Goldman Sachs Asset % % %
Management Holdings I B.V.
/ Goldman Sachs Asset
Management Holdings II B.V.
Goldman Sachs Asset % % %
Management Holdings B.V.
- % % %
The Goldman Sachs Group, % % %
Inc.
GS Global Markets, Inc. % % %
Goldman Sachs Finance Corp % % %
International Ltd
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman Sachs (UK) L.L.C. % % %
Goldman Sachs Group UK % % %
Limited
Goldman Sachs International % % %
Bank
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman Sachs Bank USA % % %
Goldman Sachs Bank Europe % % %
SE
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman, Sachs & Co. % % %
Wertpapier GmbH
- % % %
The Goldman Sachs Group, % % %
Inc.
Folio Financial, Inc. % % %
Folio Investments, Inc. % % %
- % % %
The Goldman Sachs Group, % % %
Inc.
GS Finance Corp. % % %
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman Sachs & Co. LLC % % %
- % % %
The Goldman Sachs Group, % % %
Inc.
Goldman Sachs (UK) L.L.C. % % %
Goldman Sachs Group UK % % %
Limited
Goldman Sachs International % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
Date
20 Jun 2024
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Language: English
Company: BASF SE
Carl-Bosch-Straße 38
67056 Ludwigshafen
Germany
Internet: www.basf.com
End of News EQS News Service
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1930183 21.06.2024 CET/CEST