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EQS Voting Rights Announcement: PNE AG
PNE AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective
of Europe-wide distribution
2024-06-26 / 16:56 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: PNE AG
Street: Peter-Henlein-Straße 2-4
Postal code: 27472
City: Cuxhaven
Germany
Legal Entity Identifier (LEI): 391200KEHI6OQSGGN373
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: JPMorgan Chase & Co.
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
J.P. Morgan Securities plc
5. Date on which threshold was crossed or reached:
24 Jun 2024
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 4.73 % 0.99 % 5.72 % 76603334
Previous 5.16 % 0.98 % 6.15 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000A0JBPG2 0 3626939 0.00 % 4.73 %
Total 3626939 4.73 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights
date period absolute in %
Internal right to recall shares n/a n/a 217807 0.28 %
lent out
Total 217807 0.28 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
Equity Swap 31/07/2024 - 10/02/ 31/07/2024 - 10/02/2031 Cash 539624 0.70 %
2031
Total 539624 0.70 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
JPMorgan Chase & Co. % % %
JPMorgan Chase Bank, % % %
National Association
J.P. Morgan International % % %
Finance Limited
J.P Morgan Capital % % %
Holdings Limited
J.P. Morgan Securities 4.25 % % 5.23 %
plc
- % % %
JPMorgan Chase & Co. % % %
JPMorgan Chase Holdings % % %
LLC
J.P. Morgan Broker-Dealer % % %
Holdings Inc.
J.P. Morgan Securities % % %
LLC
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
26 Jun 2024
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2024-06-26 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: English
Company: PNE AG
Peter-Henlein-Straße 2-4
27472 Cuxhaven
Germany
Internet: http://www.pne-ag.com
End of News EQS News Service
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1934015 2024-06-26 CET/CEST
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END) Dow Jones Newswires
June 26, 2024 10:56 ET (14:56 GMT)