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EQS Voting Rights Announcement: thyssenkrupp AG
thyssenkrupp AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2024-07-10 / 08:30 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: thyssenkrupp AG
Street: thyssenkrupp Allee 1
Postal code: 45143
City: Essen
Germany
Legal Entity Identifier (LEI): 549300UDG16DOYUPR330
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: Bank of America Corporation
City of registered office, country: Wilmington, DE, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
05 Jul 2024
6. Total positions
% of voting rights % of voting rights Total of both Total number of voting rights
attached to shares through instruments in % pursuant to Sec. 41 WpHG
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + 7.b.)
New 0.41 % 4.59 % 4.999439538618 622531741
%
Previous 0.26 % 4.76 % 5.02 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE0007500001 0 2533807 0.00 % 0.41 %
US88629Q2075 0 2575 0.00 % 0 %
Total 2536382 0.41 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights in %
date period absolute
Physical Call Option 19/07/2024 - 18/12/2026 n/a 10041100 1.61 %
Right to Recall n/a n/a 322529 0.05 %
Rights of Use n/a n/a 709259 0.11 %
Total 11072888 1.78 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
Put Option 20/12/2024 - 18/12/ n/a Physical 2700300 0.43 %
2026
Swaps 15/07/2024 - 15/02/ n/a Cash 14813528 2.38 %
2028
Total 17513828 2.81 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Bank of America % % %
Corporation
NB Holdings Corporation % % %
BAC North America % % %
Holding Company
Bank of America, % % %
National Association
- % % %
Bank of America % % %
Corporation
NB Holdings Corporation % % %
BofA Securities, Inc. % % %
- % % %
Bank of America % % %
Corporation
NB Holdings Corporation % % %
BofAML Jersey Holdings % % %
Limited
BofAML EMEA Holdings 2 % % %
Limited
Merrill Lynch % % %
International
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
09 Jul 2024
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2024-07-10 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: English
Company: thyssenkrupp AG
thyssenkrupp Allee 1
45143 Essen
Germany
Internet: www.thyssenkrupp.com
Weitere Informationen im Internet unter Investor Relations Further information can be found on our website under
Investor Relations
End of News EQS News Service
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1942881 2024-07-10 CET/CEST
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END) Dow Jones Newswires
July 10, 2024 02:31 ET (06:31 GMT)