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EQS Voting Rights Announcement: thyssenkrupp AG
thyssenkrupp AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2024-07-11 / 08:25 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: thyssenkrupp AG
Street: thyssenkrupp Allee 1
Postal code: 45143
City: Essen
Germany
Legal Entity Identifier (LEI): 549300UDG16DOYUPR330
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
05 Jul 2024
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 0.10 % 5.005 % 5.10 % 622531741
Previous 0.03 % 4.98 % 5.01 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE0007500001 0 603901 0 % 0.10 %
US88629Q2075 0 129 0 % 0.00002 %
Total 604030 0.10 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in %
period
Right To Recall Open 8438620 1.36 %
Right Of Use Open 7746780 1.24 %
Call Warrant 07.09.2026 386320 0.06 %
Call Option 19.12.2025 887500 0.14 %
Total 17459220 2.80 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
Swap 28.06.2034 Cash 9772871 1.57 %
Call Warrant 31.12.2030 Cash 1146975 0.18 %
Call Option 04.03.2027 Cash 278101 0.04 %
Put Option 19.12.2025 Physical 2500000 0.40 %
Total 13697947 2.20 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
The Goldman Sachs % % %
Group, Inc.
GSAM Holdings LLC % % %
Goldman Sachs Asset % % %
Management, L.P.
- % % %
The Goldman Sachs % % %
Group, Inc.
Goldman Sachs Bank USA % % %
Goldman Sachs Bank % % %
Europe SE
- % % %
The Goldman Sachs % % %
Group, Inc.
Folio Financial, Inc. % % %
Folio Investments, Inc. % % %
- % % %
The Goldman Sachs % % %
Group, Inc.
Goldman Sachs & Co. LLC % % %
- % % %
The Goldman Sachs % % %
Group, Inc.
Goldman Sachs (UK) % % %
L.L.C.
Goldman Sachs Group UK % % %
Limited
Goldman Sachs % % %
International
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
10 Jul 2024
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2024-07-11 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: English
Company: thyssenkrupp AG
thyssenkrupp Allee 1
45143 Essen
Germany
Internet: www.thyssenkrupp.com
Weitere Informationen im Internet unter Investor Relations Further information can be found on our website under
Investor Relations
End of News EQS News Service
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1943877 2024-07-11 CET/CEST
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END) Dow Jones Newswires
July 11, 2024 02:25 ET (06:25 GMT)