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EQS Voting Rights Announcement: Pfeiffer Vacuum Technology AG
Pfeiffer Vacuum Technology AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading
Act] with the objective of Europe-wide distribution
2024-06-19 / 16:12 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: Pfeiffer Vacuum Technology AG
Street: Berliner Str. 43
Postal code: 35614
City: Asslar
Germany
Legal Entity Identifier (LEI): 8945004AW6QK8JHNQP69
2. Reason for notification
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
X Updated calculation methodology for cash equity positions held in trading books for client facilitation
purposes.
3. Details of person subject to the notification obligation
Legal entity: Bank of America Corporation
City of registered office, country: Wilmington, DE, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
17 Jun 2024
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 2.90 % 0.22 % 3.12 % 9867659
Previous 3.000346890787 % 0.21 % 3.21 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE0006916604 0 286444 0.00 % 2.90 %
Total 286444 2.90 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in %
period
Right to Recall n/a n/a 847 0.01 %
Rights of Use n/a n/a 116 0 %
Total 963 0.01 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
Swaps 31/07/2024 - 26/05/ n/a Cash 20356 0.21 %
2026
Total 20356 0.21 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Bank of America % % %
Corporation
NB Holdings Corporation % % %
BofAML Jersey Holdings % % %
Limited
BofAML EMEA Holdings 2 % % %
Limited
Merrill Lynch % % %
International
- % % %
Bank of America % % %
Corporation
NB Holdings Corporation % % %
BAC North America % % %
Holding Company
Bank of America, % % %
National Association
- % % %
Bank of America % % %
Corporation
NB Holdings Corporation % % %
BofA Securities, Inc. % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
19 Jun 2024
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2024-06-19 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: English
Company: Pfeiffer Vacuum Technology AG
Berliner Str. 43
35614 Asslar
Germany
Internet: www.pfeiffer-vacuum.com
End of News EQS News Service
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1929143 2024-06-19 CET/CEST
Image link: https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1929143&application_name=news
END) Dow Jones Newswires
June 19, 2024 10:12 ET (14:12 GMT)