MorphoSys AG: Release according to Article 40, Section 1 of the WpHG (the
German Securities Trading Act) with the objective of Europe-wide distribution
EQS Voting Rights Announcement: MorphoSys AG
MorphoSys AG: Release according to Article 40, Section 1 of the WpHG (the
German Securities Trading Act) with the objective of Europe-wide
distribution
22.05.2024 / 16:00 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: MorphoSys AG
Street: Semmelweisstr. 7
Postal code: 82152
City: Planegg
Germany
Legal Entity Identifier (LEI): 529900493806K77LRE72
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG
5. Date on which threshold was crossed or reached:
15 May 2024
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 8.78 % 4.01 % 12.80 % 37716423
Previo- 3.31 % 4.42 % 7.73 % /
us
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE0006632003 0 957315 0.00 % 2.54 %
DE000A4BGGU0 0 1958285 0.00 % 5.19 %
US6177602025 0 397133 0.00 % 1.05 %
Total 3312733 8.78 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration Exercise or Voting Voting
or maturity conversion rights rights
date period absolute in %
Right to Recall of At any time 89761 0.24 %
Lent shares
(DE0006632003)
Right of use over At any time 498611 1.32 %
shares (DE000A4BGGU0)
Right of use over At any time 304253 0.81 %
ADRs (US6177602025)
Right to Recall over At any time 68875 0.18 %
ADRs (US6177602025)
Total 961500 2.55 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiratio- Exercise Cash or Voting Voting
n or or physical rights rights
maturity conversion settlemen- absolute in %
date period t
Convertible bonds 16/10/202- 25/11/2020 Physical 46462 0.12 %
(DE000A3H2XW6) 5 -
30/08/2025
Right of use over At any Cash 3514 0.01 %
convertible bonds time
(CH1286962597)
Right of use over At any Physical 231548 0.61 %
convertible bonds time
(DE000A3H2XW6)
Equity Swaps 26/02/202- Cash 8007 0.02 %
(DE000A4BGGU0) 5
Swaps on Baskets 27/08/2026- Cash 262218 0.70 %
(DE000A4BGGU0) -28/04/202-
7
Total 551749 1.46 %
8. Information in relation to the person subject to the notification
obligation
Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting % of voting rights Total of both
rights (if at through instruments (if (if at least
least 3% or at least 5% or more) 5% or more)
more)
UBS Group AG % % %
UBS AG 7.67 % % 8.66 %
UBS % % %
Switzerland AG
- % % %
UBS Group AG % % %
UBS AG 7.67 % % 8.66 %
UBS Asset % % %
Management AG
UBS Asset % % %
Management
Holding (No.
2) Ltd
UBS Asset % % %
Management
Holding Ltd
UBS Asset % % %
Management
(UK) Limited
- % % %
UBS Group AG % % %
UBS AG 7.67 % % 8.66 %
UBS Asset % % %
Management AG
UBS Asset % % %
Management
Switzerland AG
UBS Fund % % %
Management
(Switzerland)
AG
- % % %
UBS Group AG % % %
UBS AG 7.67 % % 8.66 %
UBS Americas % % %
Holding LLC
UBS Americas % % %
Inc.
UBS Securities % % %
LLC
- % % %
UBS Group AG % % %
UBS AG 7.67 % % 8.66 %
UBS Asset % % %
Management AG
UBS Fund % % %
Management
(Luxembourg)
S.A.
- % % %
UBS Group AG % % %
UBS AG 7.67 % % 8.66 %
UBS Americas % % %
Holding LLC
UBS Americas % % %
Inc.
UBS Financial % % %
Services Inc.
- % % %
UBS Group AG % % %
UBS AG 7.67 % % 8.66 %
UBS Americas % % %
Holding LLC
UBS Americas % % %
Inc.
UBS Asset % % %
Management
(Americas) LLC
- % % %
UBS Group AG % % %
Credit Suisse % % %
AG
Credit Suisse % % %
(Schweiz) AG
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
Date
21 May 2024
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22.05.2024 CET/CEST The EQS Distribution Services include Regulatory
Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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Language: English
Company: MorphoSys AG
Semmelweisstr. 7
82152 Planegg
Germany
Internet: www.morphosys.com
End of News EQS News Service
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1908717 22.05.2024 CET/CEST