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EQS Voting Rights Announcement: Nordex SE
Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2024-06-12 / 17:34 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer


Name: Nordex SE

Street: Erich-Schlesinger-Straße 50

Postal code: 18059

City: Rostock
Germany

Legal Entity Identifier (LEI): 529900HVDYCUWVD0OE76
2. Reason for notification


X Acquisition/disposal of shares with voting rights

Acquisition/disposal of instruments

Change of breakdown of voting rights

X Other reason:
voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation


Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.


UBS AG
5. Date on which threshold was crossed or reached:


07 Jun 2024
6. Total positions

% of voting rights % of voting rights through     Total of 
attached to shares                instruments    both in %        Total number of voting rights 
(total of 7.a.)   (total of 7.b.1 + 7.b.2)      (7.a. +             pursuant to Sec. 41 WpHG 

7.b.)

New 4.12 % 1.27 % 5.39 % 236,450,364

Previous 4.04 % 1.24 % 5.28 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)


ISIN Absolute In %

Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)

DE000A0D6554 0 9,744,678 0.00 % 4.12 %

Total 9,744,678 4.12 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument          Expiration or maturity   Exercise or conversion            Voting rights Voting rights in 
date                     period                                 absolute                % 

Right to Recall of Lent At any time 675,267 0.29 %
shares

Right of use over shares At any time 236,124 0.10 %

Total 911,391 0.39 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument               Expiration or      Exercise or         Cash or physical    Voting rights       Voting 
maturity date      conversion period   settlement               absolute  rights in % 

Convertible bonds (DE000A351MA2) 14/04/2030 14/04/2023 - 30/03/ Physical 1,830,897 0.77 %
2030

Long Put Option 20/12/2024 Physical 260,000 0.11 %

Right of use over Convertible - At any time Cash 1,067 0.00 %
bonds (CH1317177728)

Total 2,091,964 0.88 %
8. Information in relation to the person subject to the notification obligation


Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).

X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:



Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
UBS Group AG % % %

UBS AG 3.77 % % %

UBS Switzerland AG % % %

- % % %

UBS Group AG % % %

UBS AG 3.77 % % %

UBS Asset Management AG % % %

UBS Asset Management % % %
Holding (No. 2) Ltd

UBS Asset Management % % %
Holding Ltd

UBS Asset Management (UK) % % %
Limited

- % % %

UBS Group AG % % %

UBS AG 3.77 % % %

UBS Asset Management AG % % %

UBS Fund Management % % %
(Luxembourg) S.A.

- % % %

UBS Group AG % % %

UBS AG 3.77 % % %

UBS Asset Management AG % % %

UBS Asset Management % % %
Switzerland AG

UBS Fund Management % % %
(Switzerland) AG

- % % %

UBS Group AG % % %

UBS AG 3.77 % % %

UBS Americas Holding LLC % % %

UBS Americas Inc. % % %

UBS Securities LLC % % %

- % % %

UBS Group AG % % %

UBS AG 3.77 % % %

Credit Suisse % % %
International
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:


Proportion of voting rights Proportion of instruments Total of both

% % %
10. Other explanatory remarks:



Date


12 Jun 2024

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2024-06-12 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com

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Language:     English 
Company:      Nordex SE 

Erich-Schlesinger-Straße 50
18059 Rostock
Germany
Internet: www.nordex-online.com

End of News EQS News Service
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1923875 2024-06-12 CET/CEST

Image link: https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1923875&application_name=news

END) Dow Jones Newswires

June 12, 2024 11:35 ET (15:35 GMT)