DJ EQS-PVR: Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
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EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2024-05-09 / 18:22 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: Siemens Energy AG
Street: Otto-Hahn-Ring 6
Postal code: 81739
City: Munich
Germany
Legal Entity Identifier (LEI): 5299005CHJZ14D4FDJ62
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
06 May 2024
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 3.18 % 2.4 % 5.58 % 799309712
Previous 3.07 % 2.42 % 5.5 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000ENER6Y0 0 25405357 0 % 3.18 %
Total 25405357 3.18 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights
date period absolute in %
Right to Recall of Lent Shares At any time 2722083 0.34 %
Right of Use over Shares At any time 294862 0.04 %
Long Call Option 21/06/2024-19/12/2025 4008133 0.5 %
Right of Use over ADR At any time 28 0 %
(US82621A1043)
Total 7025106 0.88 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting rights
maturity date conversion period settlement absolute in %
Short Put Option 21/06/2024-19/12/ Physical 7328833 0.92 %
2025
Swaps On Baskets 29/07/2026-16/12/ Cash 2139418 0.27 %
2027
Right of Use over Reverse At any time Cash 90506 0.01 %
Convertible
Right of Use over Reverse At any time Physical 175585 0.02 %
Convertible
Convertible Bonds 14/09/2025 14/09/2022-08/09/ Physical 1635176 0.2 %
(DE000A3K81W7) 2025
Reverse Convertible 07/02/2025 - Physical 434 0 %
(CH1317298177)
Long Call Option 08/07/2024 Cash 121746 0.02 %
Long Call Warrant - Cash 160612 0.02 %
Equity Swaps 20/06/2024-07/01/ Cash 540011 0.07 %
2025
Total 12192321 1.53 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
UBS Group AG % % %
UBS AG % % %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
(Singapore) Ltd
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management (UK) % % %
Limited
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
Holding (No. 2) Ltd
UBS Asset Management % % %
Holding Ltd
UBS Asset Management Life % % %
Limited
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
Switzerland AG
UBS Fund Management % % %
(Switzerland) AG
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Fund Management % % %
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(MORE TO FOLLOW) Dow Jones Newswires
May 09, 2024 12:22 ET (16:22 GMT)
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(Luxembourg) S.A.
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management % % %
(Australia) Ltd
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Third Party % % %
Management Company S.A.
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Financial Services % % %
Inc.
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Europe SE % % %
- % % %
UBS Group AG % % %
Credit Suisse AG % % %
Credit Suisse % % %
International
- % % %
UBS Group AG % % %
Credit Suisse AG % % %
Credit Suisse (Schweiz) % % %
AG
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
09 May 2024
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2024-05-09 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: English
Company: Siemens Energy AG
Otto-Hahn-Ring 6
81739 Munich
Germany
Internet: www.siemens-energy.com
End of News EQS News Service
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1899873 2024-05-09 CET/CEST
Image link: https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1899873&application_name=news
END) Dow Jones Newswires
May 09, 2024 12:22 ET (16:22 GMT)