Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG
(the German Securities Trading Act) with the objective of Europe-wide
distribution
EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG
(the German Securities Trading Act) with the objective of Europe-wide
distribution
10.07.2024 / 01:52 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: Siemens Energy AG
Street: Otto-Hahn-Ring 6
Postal code: 81739
City: Munich
Germany
Legal Entity Identifier (LEI): 5299005CHJZ14D4FDJ62
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United
States of America (USA)
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
03 Jul 2024
6. Total positions
% of voting % of voting rights Total of Total number of
rights attached through both in % voting rights
to shares instruments (total (7.a. + pursuant to
(total of 7.a.) of 7.b.1 + 7.b.2) 7.b.) Sec. 41 WpHG
New 4.3 % 0.78 % 5.08 % 799309712
Previo- 3.01 % 0.58 % 3.59 % /
us
notifi-
cation
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct (Sec. Indirect (Sec. Direct (Sec. Indirect
33 WpHG) 34 WpHG) 33 WpHG) (Sec. 34
WpHG)
DE000ENER6Y0 0 34391150 0 % 4.3 %
Total 34391150 4.3 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration Exercise or Voting Voting
or maturity conversion rights rights
date period absolute in %
Equity Call Option From at any time 2264745 0.28 %
20.09.2024
to
17.12.2027
Right of recall over at any time at any time 463327 0.06 %
securities lending
agreements
Total 2728072 0.34 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting
instrument or maturity conversion physical rights rights
date period settlement absolute in %
Equity Put From at any time Physical 361500 0.05 %
Option 20.09.2024
to
18.12.2026
Retail From at any time Cash 4062 0 %
Structured 25.11.2072
Product to
28.06.2074
Equity From at any time Cash 3107444 0.39 %
Swap 28.02.2025
to
14.07.2027
Compound From at any time Cash 7399 0 %
Option 25.05.2026
to
14.05.2029
Total 3480405 0.44 %
8. Information in relation to the person subject to the notification
obligation
Person subject to the notification obligation is not controlled nor
does it control any other undertaking(s) that directly or
indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate
controlling natural person or legal entity:
Name % of voting % of voting rights Total of both
rights (if at through instruments (if (if at least
least 3% or at least 5% or more) 5% or more)
more)
Morgan Stanley % % %
Morgan Stanley % % %
Capital
Management, LLC
Morgan Stanley % % %
Domestic
Holdings, LLC
Morgan Stanley % % %
Capital
Services LLC
- % % %
Morgan Stanley % % %
Morgan Stanley % % %
Capital
Management, LLC
Morgan Stanley % % %
& Co. LLC
- % % %
Morgan Stanley % % %
Morgan Stanley % % %
International
Holdings Inc.
Morgan Stanley % % %
International
Limited
Morgan Stanley % % %
Investments
(UK)
Morgan Stanley % % %
& Co.
International
plc
- % % %
Morgan Stanley % % %
Morgan Stanley % % %
Capital
Management, LLC
Morgan Stanley % % %
& Co. LLC
Prime Dealer % % %
Services Corp.
- % % %
Morgan Stanley % % %
Morgan Stanley % % %
International
Holdings Inc.
Morgan Stanley % % %
B.V.
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
Proportion of voting Proportion of Total of
rights instruments both
% % %
10. Other explanatory remarks:
The notification was triggered due to an acquisition of client
securities over which Morgan Stanley & Co. International plc and
Morgan Stanley & Co. LLC has a right of use.
Date
09 Jul 2024
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10.07.2024 CET/CEST The EQS Distribution Services include Regulatory
Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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Language: English
Company: Siemens Energy AG
Otto-Hahn-Ring 6
81739 Munich
Germany
Internet: www.siemens-energy.com
End of News EQS News Service
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1942845 10.07.2024 CET/CEST